The Due Diligence form is sent out with login details for Directly Authorised brokers where we have not completed due diligence on their firm previously. This includes questions about the shareholders of the firm and PI Insurance details, in order for us to complete our standard compliance checks. If you have been registered prior to 2019 but have never gone through Due Diligence, you will still have to go through this process as per our intermediary management policy, even if your cases have completed previously.